Four Former Employees of ConvergEx Have Now Been Charged in Connection with Securities Fraud Scheme
Washington, DC—(ENEWSPF)—August 7, 2014. The former chief executive officer (CEO) and a former trader of ConvergEx Global Markets Limited (CGM Limited) — a former broker-dealer registered in Bermuda — were indicted late yesterday in federal court in the District of New Jersey for allegedly concealing additional fees, which they referred to as “trading profits,” fraudulently charged to clients in connection…
